COMPLIANCE BY DESIGN PODCAST

Compliance by Design is the podcast where regulation meets innovation. Hosted by James Sutton, CEO, and Patrick Daniel, SVP of Compliance at Avantia, it features a rotating panel of legal and compliance leaders as it explores how asset managers and legal teams are navigating today’s evolving regulatory landscape.

Each episode features candid conversations with industry experts, from top law firms to in-house risk leaders, on the future of KYC and AML, global compliance challenges, the rise of AI in legal services, and building a culture of compliance in a complex world.

Whether you’re a lawyer, compliance officer, or risk professional, Compliance by Design delivers practical insights, strategic advice, and real-world experiences to help you stay ahead of what’s next.

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Featured on Compliance By Design:

Season:

1

Episode:

1

Aired:

Jul 10, 2025

Runtime:

35 min

US AML compliance updates, with Rob Johnson, Partner at Lowenstein Sandler

In the first "Compliance by Design" episode, hosts PD and James Sutton welcome Rob Johnston of Lowenstein Sandler to discuss US AML compliance updates, focusing on the Corporate Transparency Act (CTA) and new FinCEN AML rules. Johnston explains the confusion and uncertainty for registered investment advisors under the Bank Secrecy Act, as the clock is counting down to the Jan 1 deadline. He advises asset managers to document processes and strengthen internal policies, especially for private transactions, and we discuss AI’s potential in compliance.

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In the first "Compliance by Design" episode, hosts PD and James Sutton welcome Rob Johnston of Lowenstein Sandler to discuss US AML compliance updates, focusing on the Corporate Transparency Act (CTA) and new FinCEN AML rules. Johnston explains the confusion and uncertainty for registered investment advisors under the Bank Secrecy Act, as the clock is counting down to the Jan 1 deadline. He advises asset managers to document processes and strengthen internal policies, especially for private transactions, and we discuss AI’s potential in compliance.

Read more

In the first "Compliance by Design" episode, hosts PD and James Sutton welcome Rob Johnston of Lowenstein Sandler to discuss US AML compliance updates, focusing on the Corporate Transparency Act (CTA) and new FinCEN AML rules. Johnston explains the confusion and uncertainty for registered investment advisors under the Bank Secrecy Act, as the clock is counting down to the Jan 1 deadline. He advises asset managers to document processes and strengthen internal policies, especially for private transactions, and we discuss AI’s potential in compliance.

Read more

In the first "Compliance by Design" episode, hosts PD and James Sutton welcome Rob Johnston of Lowenstein Sandler to discuss US AML compliance updates, focusing on the Corporate Transparency Act (CTA) and new FinCEN AML rules. Johnston explains the confusion and uncertainty for registered investment advisors under the Bank Secrecy Act, as the clock is counting down to the Jan 1 deadline. He advises asset managers to document processes and strengthen internal policies, especially for private transactions, and we discuss AI’s potential in compliance.

Read more

In the first "Compliance by Design" episode, hosts PD and James Sutton welcome Rob Johnston of Lowenstein Sandler to discuss US AML compliance updates, focusing on the Corporate Transparency Act (CTA) and new FinCEN AML rules. Johnston explains the confusion and uncertainty for registered investment advisors under the Bank Secrecy Act, as the clock is counting down to the Jan 1 deadline. He advises asset managers to document processes and strengthen internal policies, especially for private transactions, and we discuss AI’s potential in compliance.

Read more