Compliance
Pragmatic transaction compliance that moves at the speed of deals.
We offer private markets’ most comprehensive one-stop solution for transaction compliance, including AML/KYC, Compliance DD, ESG and background reports. Our experience spans key frameworks including the Bank Secrecy Act, USA PATRIOT Act, OFAC, SEC, FINRA, and FATF, helping firms stay compliant.
Our cross-border specialists provide you with a pragmatic approach to red flags and sensitive issues. For ease and speed, you’ll receive a detailed memo with analysis and summaries from our senior lawyers.
Inbound KYC
Inbound KYC requests are rarely straightforward. They arrive from counterparties with different expectations, inconsistent templates and repetitive asks, creating unnecessary admin and disclosure risk.
Avantia takes the process off your desk entirely. Our attorneys apply jurisdiction-specific expertise to challenge excessive requests, while Ava’s workflows manage documentation, version control, and audit trails.
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Receive a named lawyer to ensure consistency and excellent counterparty communications
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Benefit from market expertise, meaning we only disclose what is required
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Each request is tracked and stored in your client portal, giving you monthly reporting and oversight
Transaction Compliance
Fulfil your AML/KYC compliance requirements in the US, EU and other jurisdictions with Avantia. By combining technology and a team of KYC and legal specialists, we offer market-leading transaction compliance reports to suit all requirements across a range of deal strategies.
Avantia’s three-tiered Transaction AML/KYC suite adapts to your needs - from rapid screening at the outset to full Cayman, Luxembourg, and multi-jurisdictional compliance checks with lawyer-certified memos.
Investor KYC
Investor onboarding should build relationships, not delay closings. Yet collecting documents, verifying ownership, and navigating regulatory nuance can consume valuable time and frustrate LPs.
Avantia delivers a fully managed service - blending regulatory insight, legal precision, and automation. The result: faster onboarding, cross-border compliance, and a smoother investor experience.
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Fewer duplicate requests, with clearer communication for LPs
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Digital onboarding, built to meet regulatory and jurisdictional requirements
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Automated checks and progress tracking to meet closing timelines
Ongoing Monitoring
Regulations require ongoing monitoring of KYC checks, but balancing compliance and counterparty relations can be a challenge.
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Benefit from specialist KYC screening technology, reducing the volume of false positives and linking all hits to your transaction information
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View and access your complete KYC history on your client portal, in case of an audit
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Managed service, with all ongoing hits reviewed by our KYC specialists before being escalated to you
